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Claims:

MPEP 608

Rules concerning claims:

  • They should be placed at the end of the specification.
  • If more than 1, they need to be separated by a line of indentation.
  • They should be arranged in order of scope so that the first claim is the least restrictive (broadest).
  • Claims of like species should be grouped together.
  • Process and product claims need to be separately grouped.
  • Any measurements should be in the metric system, followed by English units.
  • They may contain tables if tables are necessary to conform to specification guidelines.

Grammatical rules:

  • Claims should begin with “I (or we) claim” or “The invention claimed is”.
  • A claim is divided by a colon (:) which generally describes the things or steps.
  • Either a semicolon or comma separates each paragraph.
  • The last step should have an “and” after the semicolon (; and).
  • Each claim should begin with a capital and end with a period (only the first word in a claim is capitalized.

Dependent claims:

A series of singular dependent claims is allowed where a dependent claim refers to a preceding claim, which in turn, refers to another preceding claim.

Rules governing dependent claims:

  • A dependent claim must further limit the subject matter of a previous claim.
  • There is not a minimum or maximum number of dependent claims.
  • A dependent claim may refer back to any preceding claim; there may be a string of these.
  • A claim depending from a dependent claim should not be separated from any claim which does not also depend (directly or indirectly), from the dependent claim.
  • Example: 2. The product of claim 1 in which...

Since independent claims are the broadest claims of an application and dependent claims depend on independent claims, the broadening of a dependent claim cannot broaden the scope of the invention.

A lesser burden of proof may be required to make out a case of prima facie obviousness for product-by-process claims than is required to make out a prima facie case of obviousness when the product is claimed in the conventional fashion.


Multiple dependent claims:

A series of dependent claims that refer back in the alternative form to more than one proceeding independent or dependent claim.

Rules governing multiple dependent claims:

  • They may only refer to one set of claims.
  • They cannot depend on another multiple dependent claim.
  • They cannot depend on more than one previous claim.
  • They may not serve as a basis for any other multiple dependent claim, either directly or indirectly.
  • They will not contain all the limitations of all the alternate claims to which they refer.
  • The limitations or elements of each claim that is incorporated by reference with a multiple dependent claim must be considered separately.
  • They must be considered in the same manner as a plurality of single dependent claims.
  • Restriction may be required between the embodiments of a multiple dependent claim.
  • A multiple dependent claim can contain in any one embodiment only those limitations of the particular claim referred to for the embodiment under consideration.

Markush claims:

  • An acceptable form of alternative expression.
    • Markush claims always contain the phrase; “consisting of” and the conjunctive “and”.
      • They never contain “or”.
  • Example: R is selected from the group consisting of A, B, C and D.
  • Two common phrases include:
    • “Chosen from the group consisting of” and “chosen from the group consisting essentially of”.