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2173    Claims Must Particularly Point Out and Distinctly Claim the Invention

MPEP SECTION SUMMARY

35 U.S.C. 112, second paragraph requires that a patent application specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his or her invention. This section provides further details on the claims.

In patent examining parlance, the claim language must be “definite” to comply with 35 U.S.C. 112, second paragraph.

Conversely, a claim that does not comply with this requirement of 35 U.S.C. 112, second paragraph is “indefinite.”

The primary purpose of this requirement of definiteness of claim language is to ensure that the scope of the claims is clear so the public is informed of the boundaries of what constitutes infringement of the patent.

A secondary purpose is to provide a clear measure of what applicants regard as the invention so that it can be determined whether the claimed invention meets all the criteria for patentability and whether the specification meets the criteria of 35 U.S.C. 112, first paragraph with respect to the claimed invention.

The statutory requirement under 35 U.S.C. 112(b) focuses on what the inventor or a joint inventor regards as the invention.

2173.01   Interpreting the Claims

MPEP SECTION SUMMARY

Applicants can define in the claims what they regard as their invention essentially in whatever terms they choose so long as any special meaning assigned to a term is clearly set forth in the specification. This section includes more information on interpreting the claims including a discussion on how a claims will be given its broadest reasonable interpretation. The claim must also be examined to determine whether it invokes 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. If the claim limitation invokes 35 U.S.C. 112, sixth paragraph, the claim limitation must “be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof.


I.   BROADEST REASONABLE INTERPRETATION

The first step to examining a claim to determine if the language is definite is to fully understand the subject matter of the invention disclosed in the application and to ascertain the boundaries of that subject matter encompassed by the claim.

  • During examination, a claim must be given its broadest reasonable interpretation consistent with the specification as it would be interpreted by one of ordinary skill in the art.
  • Because the applicant has the opportunity to amend claims during prosecution, giving a claim its broadest reasonable interpretation will reduce the possibility that the claim, once issued, will be interpreted more broadly than is justified.

Under a broadest reasonable interpretation, words of the claim must be given their plain meaning, unless such meaning is inconsistent with the specification

The best source for determining the meaning of a claim term is the specification - the greatest clarity is obtained when the specification serves as a glossary for the claim terms.

If an Office action has issued where the plain meaning of the claim terms was used, applicant may point out that the term has been given a special definition.

  • Since there is a presumption that claim terms are given their plain meaning, and the use of special definitions is an exception, the applicant must point to where the specification as filed provides a clear and intentional use of a special definition for the claim term to be treated as having a special definition.

An applicant may not add a special definition or disavowal after the filing date of the application.

  • However, an applicant may point out or explain in remarks where the specification as filed contains a special definition or disavowal.


II.   DETERMINE WHETHER OR NOT EACH CLAIM LIMITATION INVOKES 35 U.S.C. 112(f) or Pre-AIA 35 U.S.C. 112, sixth paragraph

As part of the claim interpretation analysis, examiners should determine whether each limitation invokes 35 U.S.C. 112, sixth paragraph or not. If the claim limitation invokes 35 U.S.C. 112, sixth paragraph, the claim limitation must “be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof

2173.02   Determining Whether Claim Language is Definite

MPEP SECTION SUMMARY

This section includes a discussion on how to determine whether claim language is definite. During prosecution, applicant has an opportunity and a duty to amend ambiguous claims to clearly and precisely define the metes and bounds of the claimed invention. A decision on whether a claim is indefinite under 35 U.S.C. 112, second paragraph requires a determination of whether those skilled in the art would understand what is claimed when the claim is read in light of the specification.

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Claims under examination are evaluated with a different standard than patented claims to determine whether the language is definite.

A court will not find a patented claim indefinite unless it is ‘‘insolubly ambiguous.’’

  • In other words, the validity of a claim will be preserved if some meaning can be gleaned from the language.
  • The Office is not required or even permitted to interpret claims when examining patent applications in the same manner as the courts, which, post issuance, operate under the presumption of validity.

During patent application prosecution, the Office must take claims in their broadest sense.

  • This helps establish a clear record of what applicant intends to claim.
  • A lower threshold of ambiguity is applied during prosecution because the patent record is in development and not fixed.

During examination, after applying the broadest reasonable interpretation to the claim, if the metes and bounds of the claimed invention are not clear, the claim is indefinite and should be rejected.

  • A claim is indefinite when the boundaries of the protected subject matter are not clearly delineated and the scope is unclear.
  • For example, a genus claim that covers multiple species is broad, but is not indefinite because of its breadth, which is otherwise clear.
  • But a genus claim that could be interpreted in such a way that it is not clear which species are covered would be indefinite-The test for definiteness under 35 U.S.C. 112, second paragraph, is whether “those skilled in the art would understand what is claimed when the claim is read in light of the specification.

Definiteness of claim language must be analyzed, not in a vacuum, but in light of:

  • The content of the particular application disclosure;
  • The teachings of the prior art; and
  • The claim interpretation that would be given by one possessing the ordinary level of skill in the pertinent art at the time the invention was made.

Applicants should respond to rejections by explaining that claim language would be recognized by a person of ordinary skill in the art as definite, and that examiners are encouraged to suggestion changes to the claims to improve clarity or precision.


2173.03   Correspondence Between Specification and Claims

MPEP SECTION SUMMARY

The specification should ideally serve as a glossary to the claim terms so that the examiner and the public can clearly ascertain the meaning of the claim terms. This section further covers the correspondence between the specification and the claims.

Correspondence between the specification and the claims is a requirement of 37 CFR 1.75(d)(1), which provides that claim terms must find clear support or antecedent basis in the specification so that the meaning of the terms may be ascertainable by reference to the specification.

Glossaries of terms used in the claims are a helpful device and are a best practice for ensuring adequate definition of terms used in claims.

2173.04   Breadth Is Not Indefiniteness

MPEP SECTION SUMMARY

Breadth of a claim is not to be equated with indefiniteness. If the scope of the subject matter embraced by the claims is clear, and if applicants have not otherwise indicated that they intend the invention to be of a scope different from that defined in the claims, then the claims comply with 35 U.S.C. 112, second paragraph.

If the claim is too broad because it is not supported by the original description or by an enabling disclosure, a rejection under 35 U.S.C. 112, first paragraph, would be appropriate.

If the claim is too broad because it reads on the prior art, a rejection under either 35 U.S.C. 102 or 103 would be appropriate.

A claim is indefinite when the boundaries of the protected subject matter are not clearly delineated and the scope is unclear.

A broad claim is not indefinite merely because it encompasses a wide scope if it is clearly defined.

 

» 2173.05 Specific Topics Related to Issues Under 35 U.S.C. 112(b) or Pre-AIA 35 U.S.C. 112, Second Paragraph