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806.04 Genus and/or Species Inventions

MPEP SECTION SUMMARY

Where an application includes claims directed to different embodiments or species that could fall within the scope of a generic claim, restriction between the species may be proper if the species are independent or distinct. However, 37 CFR 1.141 provides that an allowable generic claim may link a reasonable number of species embraced thereby.

 

806.04(b) Species May Be Independent or Related Inventions

MPEP SECTION SUMMARY

Species may be either independent or related under the particular disclosure. Where species under a claimed genus are not connected in any of design, operation, or effect under the disclosure, the species are independent inventions.

For example, two different subcombinations usable with each other may each be a species of some common generic invention. If so, restriction practice under election of species and the practice applicable to restriction between combination and subcombinations must be addressed.


806.04(d) Definition of a Generic Claim

MPEP SECTION SUMMARY

In an application presenting three species illustrated, for example, in Figures 1, 2, and 3, respectively, a generic claim should read on each of these views; but the fact that a claim does so read is not conclusive that it is generic. It may define only an element or subcombination common to the several species.
In general, a generic claim should require no material element additional to those required by the species claims, and each of the species claims must require all the limitations of the generic claim.

 

806.04(e) Claims Limited to Species

MPEP SECTION SUMMARY

Claims are definitions or descriptions of inventions. Claims themselves are never species. The scope of a claim may be limited to a single disclosed embodiment (i.e., a single species, and thus be designated a specific species claim). Alternatively, a claim may encompass two or more of the disclosed embodiments (and thus be designated a generic or genus claim).

Species always refer to the different embodiments of the invention. Species may be either independent or related as disclosed.

 

806.04(f) Restriction Between Mutually Exclusive Species

MPEP SECTION SUMMARY

Where two or more species are claimed, a requirement for restriction to a single species may be proper if the species are mutually exclusive. Claims to different species are mutually exclusive if one claim recites limitations disclosed for a first species but not a second, while a second claim recites limitations disclosed only for the second species and not the first. This may also be expressed by saying that to require restriction between claims limited to species, the claims must not overlap in scope.

 

806.04(h) Species Must Be Patentably Distinct From Each Other

MPEP SECTION SUMMARY

In making a requirement for restriction in an application claiming plural species, the examiner should group together species considered clearly unpatentable over each other.

 

806.04(i) Generic Claims Presented In a Separate Application After Issuance of Species Claims

MPEP SECTION SUMMARY

If a generic claim is presented in a separate application after the issuance of a patent claiming one or more species within the scope of the generic claim, the Office may reject the generic claim on the grounds of nonstatutory double patenting when the patent and application have at least one common inventor and/or are either (1) commonly assigned/owned or (2) non-commonly assigned/owned but subject to a joint research agreement.


» 806.05 Related Inventions