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 2647    Decision Denying Reexamination  

MPEP SECTION SUMMARY

The request for reexamination will be denied if a SNQ/RLP is not found based on patents or printed publications. If the examiner concludes that no SNQ/RLP has been raised, the examiner should prepare a decision denying the reexamination request. The concluded reexamination file (electronic or paper) containing the request and the decision denying the request becomes part of the patent’s record.

If the examiner’s position is to deny reexamination, the examiner prepares for and sets up a panel review conference to discuss the issuance of a decision denying reexamination.


 2648    Petition From Denial of Request  

MPEP SECTION SUMMARY

If the request for the inter partes reexamination is denied, the applicant has time to seek review of the examiner's determination to refuse the reexamination. More details on the petition from denial request are presented in this section.

 

[Editor Note: For a request filed prior to September 16, 2011.]

The third party requester may seek review by a petition to the Director under § 1.181 within one month of the mailing date of the examiner’s determination refusing to order inter partes reexamination. Any such petition must comply with § 1.181(b). If no petition is timely filed or if the decision on petition affirms that no substantial new question of patentability has been raised, the determination shall be final and nonappealable.

[Editor Note: For a request filed beginning September 16, 2011 and ending September 15, 2012.]

The third party requester may seek review by a petition to the Director under § 1.181 within one month of the mailing date of the examiner’s determination refusing to order inter partes reexamination. Any such petition must comply with § 1.181(b). If no petition is timely filed or if the decision on petition affirms that a reasonable likelihood that the requester will prevail with respect to at least one of the claims challenged in the request has not been established, the determination shall be final and nonappealable.

PROCESSING OF PETITION UNDER 37 CFR 1.927

Once a request for inter partes reexamination has been denied, the Central Reexamination Unit (CRU) will allow time for seeking review of the examiner’s determination refusing reexamination.

  • If no petition is filed within one (1) month, the CRU will process the reexamination as a concluded reexamination file.
  • If a petition is timely filed, the petition (together with the reexamination file) is forwarded to the office of the CRU Director for decision.

The requester may seek review of a denial of a request for reexamination only by petitioning the Director of the USPTO within one (1) month of the mailing date of the decision denying the request for reexamination.

After the time for petition has expired (without a petition being filed), or a petition has been filed and the decision affirms the denial of the request, a partial refund of the filing fee for the request for reexamination is made to the third party requester.

37 CFR 1.927 applies only to challenging a basis for denying of reexamination; it does not apply to challenging a basis for granting of reexamination.

If an order granting reexamination includes a determination that one or more alleged SNQs or RLPs did not raise a SNQ or RLP, respectively, the third party requester may (within one month of the mailing date of the order) file a petition under 37 CFR 1.927 for reconsideration of the determination.

 2654    Conduct of Inter Partes Reexamination Proceedings  

MPEP SECTION SUMMARY

Once inter partes reexamination is ordered, a first Office action on the merits will be issued (the first Office action will ordinarily be mailed with the order), and prosecution will proceed. Each time the patent owner responds to an Office action, the third party requester may comment on the Office action and the patent owner response, and thereby participate in the proceeding.

 

[Editor Note: Applicable only to a request for inter partes reexamination filed prior to September 16, 2012]

(a) IN GENERAL.— Except as otherwise provided in this section, reexamination shall be conducted according to the procedures established for initial examination under the provisions of sections 132 and 133. In any inter partes reexamination proceeding under this chapter, the patent owner shall be permitted to propose any amendment to the patent and a new claim or claims, except that no proposed amended or new claim enlarging the scope of the claims of the patent shall be permitted.
(b) RESPONSE.—

(1) With the exception of the inter partes reexamination request, any document filed by either the patent owner or the third-party requester shall be served on the other party. In addition, the Office shall send to the third-party requester a copy of any communication sent by the Office to the patent owner concerning the patent subject to the inter partes reexamination proceeding.
(2) Each time that the patent owner files a response to an action on the merits from the Patent and Trademark Office, the third-party requester shall have one opportunity to file written comments addressing issues raised by the action of the Office or the patent owner’s response thereto, if those written comments are received by the Office within 30 days after the date of service of the patent owner’s response.

(c) SPECIAL DISPATCH.— Unless otherwise provided by the Director for good cause, all inter partes reexamination proceedings under this section, including any appeal to the Board of Patent Appeals and Interferences, shall be conducted with special dispatch within the Office.

(a) All inter partes reexamination proceedings, including any appeals to the Patent Trial and Appeal Board, will be conducted with special dispatch within the Office, unless the Director makes a determination that there is good cause for suspending the reexamination proceeding.
(b) The inter partes reexamination proceeding will be conducted in accordance with §§ 1.104 through 1.116, the sections governing the application examination process, and will result in the issuance of an inter partes reexamination certificate under § 1.997, except as otherwise provided.
(c) All communications between the Office and the parties to the inter partes reexamination which are directed to the merits of the proceeding must be in writing and filed with the Office for entry into the record of the proceeding.
(d) A petition in an inter partes reexamination proceeding must be accompanied by the fee set forth in § 1.20(c)(6), except for petitions under § 1.956 to extend the period for response by a patent owner, petitions under § 1.958 to accept a delayed response by a patent owner, petitions under § 1.78 to accept an unintentionally delayed benefit claim, and petitions under § 1.530(l) for correction of inventorship in a reexamination proceeding.

 

» 2656 Prior Art Patents and Printed Publications Reviewed by Examiner in Reexamination