You are here:  Ed9 07.2015 Guidebook  » Subject Matter Eligibility Updates

Subject Matter Eligibility Supplement:

11. Subject Matter Eligibility: Worksheet, Example 21, Claim 3

Official PDF » 6 pgs; Subject Matter Eligibility worksheet for claim 3.

11. Subject Matter Eligibility: Worksheet, Example 21, Claim 3

Please note that Supplement 11 should be titled 'Example 23, Claim 3' instead of Example 21, Claim 3 (The USPTO has this titled incorrectly).

 

Example 23. Graphical User Interface For Relocating Obscured Textual Information

The following claims are hypothetical. In this Workshop example, claim 3 is original and claim 4 is later added during prosecution. Note that this Workshop example mirrors “Example 23” in the “July 2015 Update Appendix 1: Examples,” specifically claims 3 and 4 (July 2015 Update Appendix 1: Examples).

I. Background (Partial Disclosure):

The invention relates to a graphical user interface (GUI). A GUI manages the interaction between a computer system and a user through graphical elements such as windows on a display. Windows display various types of outputs for various computer processes and may contain controls to accept user input for those processes. In some instances, multiple windows are displayed at the same time; due to limited display space, however, the windows may overlap and obscure the content of underlying windows.


In the instant application, the inventor has improved upon previous GUIs by dynamically relocating obscured textual information of an underlying window to become automatically viewable to the user. In particular, in a graphical user interface that comprises multiple windows, the invention continuously monitors the boundaries of the windows to ascertain an overlap condition indicating that the windows overlap such that the textual information of an underlying window is obscured from a user’s view by the overlapping window. Only when the textual information of the underlying window is detected to be obscured, the invention re‐formats and moves the textual information in the underlying window to an unobscured portion of the underlying window so that the textual information is viewable by the user. When the overlap condition no longer exists, the textual information is returned to its original format and location.


The inventor’s process is performed by modifying the vertical and horizontal margins of the underlying window in accordance with the overlap and utilizing a word wrap function to wrap the text around the obscured area based upon the new margins, and, where necessary, reducing the text size to permit the entirety of the textual information to be viewable in the unobscured portion. The textual information is scaled based upon a scaling factor that is calculated using a mathematical algorithm. First, an area of the underlying window and an area of the unobstructed portion of the underlying window are calculated. Next, the scaling factor is calculated which is proportional to the difference in area between the underlying window and the unobstructed portion of the underlying window. Finally, the font size of the textual information is changed in accordance with the scaling factor. The new scaled textual information is then moved as described above to the unobstructed portion of the underlying window. When the windows no longer overlap, the textual information is returned to its original format and location by resetting the vertical and horizontal margins of the window to their original values and no longer applying the scaling factor to the font size. By permitting textual information to be dynamically relocated based upon an overlap condition, the computer’s ability to display information and interact with the user is improved.

 

 

II. CLAIM 3 (note claim 3 is identical to claim 3 in “Example 23”)

3. A computer‐implemented method of resizing textual information within a window displayed in a graphical user interface, the method comprising:

› generating first data for describing the area of a first graphical element;

› generating second data for describing the area of a second graphical element containing textual information; and

› calculating, by the computer, a scaling factor for the textual information which is proportional to the difference between the first data and second data.

 

Claim Analysis Task:

You should review the claim and content above. Then attempt to analyze the claim for subject matter eligibility. You may review the steps below and/or print out the PES Worksheet below and fill it out. At the very least, go through the official PDF supplement and make sure you understand it.

PES Worksheet » PES Subject Matter Eligibility Worksheet. This is a blank template you may print out and use to analyze the claim.

The following is the same material found in the PES Worksheet above:

This worksheet can be used to assist in analyzing a claim for “Subject Matter Eligibility” (SME) under 35 U.S.C. 101 for any judicial exception (law of nature, natural phenomenon, or abstract idea) in accordance with the 2014 Interim Eligibility Guidance. As every claim must be examined individually based on the particular elements recited therein, a separate worksheet should be used to analyze each claim. The use of this worksheet is optional.

Worksheet Summary: Section I is designed to address the first activity in examination, which is to determine what applicant invented and to construe the claim in accordance with its broadest reasonable interpretation (BRI). Next, referring to the eligibility flowchart reproduced in the Quick Reference Sheet, Section II addresses Step 1 regarding the four statutory categories of invention. Section III addresses Step 2A by determining whether the claim is directed to an abstract idea. Section IV addresses Step 2B by identifying additional elements to determine if the claim amounts to significantly more than an abstract idea.

 

I. What did the applicant invent?

Write out what they invented and establish the broadest reasonable interpretation (BRI) of the claim.

 

II. Does the claimed invention fall within one of the four statutory categories of invention? This is Step 1 where they are deciding if the claimed invention is a process, machine, manufacture, or composition of matter.

A. If yes, continue with the SME analysis.

B. If no then the claim is rejected due to the fact that it is non-statutory subject matter. The claimed invention is not one of the four statutory categories. Make a rejection of the claim as being drawn to non-statutory subject matter.

If the claim could be amended to fall within one of the statutory categories, it is recommended to continue with the SME analysis under that assumption. Make the assumption clear in the record if a rejection is ultimately made under Step 2, and consider suggesting a potential amendment to applicant that would result in the claim being drawn to a statutory category.

If no amendment is possible, conclude the SME analysis and continue with examination under each of the other patentability requirements.


III. Is the claim directed to an abstract idea (Step 2A)?

Courts have found certain concepts to be “abstract ideas”, for example fundamental economic practices, certain methods of organizing human activity, ideas themselves (standing alone), or mathematical relationships/formulae. Identify the claim limitation(s) that correspond to the abstract idea, and explain how such is similar to concepts previously held by the courts to be abstract. A claim is “directed” to an abstract idea when the abstract idea is recited (i.e., set forth or described) in the claim.

Choose one of the following:

A. No, the claim does not recite a concept that is similar to those found by the courts to be abstract. Conclude SME analysis and continue with examination under each of the other patentability requirements. If needed, the record can be clarified by providing remarks in the Office action regarding interpretation of the claim (for example: the broadest reasonable interpretation of the claim is not directed to an abstract idea.)

B. Yes, but the streamlined analysis is appropriate as the eligibility is self-evident, and a full eligibility analysis is not needed. Applicant’s claimed invention, explained in Section I above, is not focused on the abstract idea, and the claim clearly does not attempt to tie up an abstract idea such that others cannot practice it. (Refer to the February 2015 Training Slides for information and examples of a streamlined analysis.) Conclude SME analysis and continue with examination under each of the other patentability requirements.

C. Yes, identify the limitation(s) in the claim that recite(s) the abstract idea and explain why the recited subject matter is an abstract idea. After identifying the abstract idea, continue with SME analysis.


The limitation(s) in the claim that set(s) forth or describe(s) the abstract idea is (are):

 

The reason(s) that the limitation(s) are considered an abstract idea is
(are):

 

IV. Does the claim as a whole amount to significantly more than the abstract idea (Step 2B)?

A. Are there any additional elements (features/limitations/step) recited in the claim beyond the abstract idea identified above?

1. No, there are no other elements in the claim in addition to the abstract idea. Conclude SME analysis by making a § 101 rejection and continue with examination under each of the other patentability requirements.

Are there elements in the disclosure that could be added to the claim that may make it eligible? Identify those elements and consider suggesting them to applicant:

 

2. Yes, the claim elements (features/limitations/steps) in addition to the abstract idea are:

 

Continue with the SME analysis by evaluating the significance of the additional elements.

B. Evaluate the significance of the additional elements. Identifying additional elements and evaluating their significance involves the search for an “inventive concept” in the claim. It can be helpful to keep in mind what applicant invented (identified in Section I above) and how that relates to the additional elements to evaluate their significance.

Consider all of the identified additional elements individually and in combination to determine whether the claim as a whole amounts to significantly more than the abstract idea identified above. Reasons supporting the significance of the additional elements can include one or more of the following:

  • improves another technology or technical field
  • improves the functioning of a computer itself
  • applies the abstract idea with, or by use of, a particular machine
    • not a generic computer performing generic computer functions
    • not adding the words “apply it” or words equivalent to “apply the abstract idea”
    • not mere instructions to implement an abstract idea on a computer
  • effects a transformation or reduction of a particular article to a different state or thing
  • adds a specific limitation other than what is well-understood, routine and
    conventional in the field
    • not appending well-understood, routine, and conventional activities previously known to the industry, specified at a high level of generality
    • not a generic computer performing generic computer functions
  • adds unconventional steps that confine the claim to a particular useful application
    • not adding insignificant extrasolution activity, such as mere data gathering
  • adds meaningful limitations that amount to more than generally linking the use of the abstract idea to a particular technological environment

Complete (1) or (2) below:

1. Yes, the additional elements, taken individually or as a combination, result in the claim amounting to significantly more than the abstract idea because:

 

 

If any elements, individually or as a combination, amount to the claim reciting significantly more than the abstract idea, conclude SME analysis and continue with examination under each of the other patentability requirements. If needed, the record can be clarified by providing remarks in the Office action regarding interpretation of the claim (for example: the claim recites the abstract idea of “x”, but amounts to significantly more than the idea itself with the additional element “y” because “abc”.)

2. No, the additional elements, taken individually and as a combination, do not result in the claim amounting to significantly more than the abstract idea because:

 

 

If no elements, taken individually and as a combination, amount to the claim reciting significantly more than the abstract idea, conclude the SME analysis by making a 35 U.S.C. 101 rejection and continue with examination under each of the other patentability requirements.

Are there elements in the disclosure that could be added to the claim that may make it eligible? Identify those elements and consider suggesting them to applicant:

 

Review Official PDF Supplement

After attempting the determine subject matter eligibility on your own, make sure you review the Official PDF.

Official PDF » 6 pgs; Subject Matter Eligibility worksheet for claim 3.